Investment Adviser Registration

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Comprehensive Investment Adviser Registration

If you're considering registering as an investment advisor, our compliance consultants can help ensure a smooth and efficient process. Our experienced staff has established relationships with Securities and Exchange (SEC) and state regulators and we are experts in RIA registration requirements. We take the time to understand your business model and keep you informed throughout the registration process, while addressing the regulator's inquiries and communications. From initial application to drafting your firm brochure, we have your registration covered!

Learn more about the various types of RIA registration:

To learn more about any of our investment adviser registration and compliance services, contact us or call 1-888-Reg-Comp (1-888-734-2667).