Upcoming Events and Trade Shows


FINRA Annual Conference

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May 27-29, 2015 • New York, NY



NSCP Northeast Investment Company Compliance Forum

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June 11, 2015 • Boston, MA



FINRA District Meetings

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June 11, 2015 • Tarrytown, NY
June 16, 2015 • Lombard, IL
August 12, 2015 • East Syracuse, NY
October 5, 2015 • Morristown, NJ
October 7, 2015 • Boston, MA



Regulatory Compliance Annual Conference

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September 23-25, 2015 • Boca Raton, FL



FINRA Advertising Conference

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October, 2015



NSCP National Conference

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November 1-4, 2015 • National Harbor, MD



Charles Schwab IMPACT 2015

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November 10-13, 2015 • New Orleans, LA




To learn more about any of our compliance services, contact us or call (603) 434-3594.