Testimonials

Testimonials

  • I felt very confident in the capabilities of the Regulatory Compliance team.
  • This was a great compliance conference and I would certainly recommend your events to others.
  • Well-run, stayed beyond finish when necessary. Nice to have questions answered even after session officially ended.
  • Good speakers!
  • I Liked the great range of speakers and variety of relevant compliance topics.
  • Speakers were engaging and informative.
  • ...excellent learning experience and good access to Regulatory Compliance staff and other speakers.
  • Relevant compliance topics and having two defined tracks was very helpful.
  • It was a very interesting set of compliance sessions for broker-dealer and investment advisor firms. I learned a lot.
  • I thought the panel format was very helpful and provided insights from different perspectives.
  • Everyone was an expert in the field.
  • Every session was informative.
  • It was a productive use of two days.
  • Right price for a very good location in its off-season.
  • Great venue!
  • Good conference, very informative. I would attend again.
  • Great conference, appreciate the staff of Regulatory Compliance participating and interacting with the attendees.
  • Well Done! Competitive with the NSCP's national conference.
  • Well organized and satisfied with the speakers.