We are looking for exceptional people...
Located in southern New Hampshire, Regulatory Compliance is among the industry leaders in securities compliance consulting. We offer full-service compliance consulting in every aspect of broker-dealer operations, with a specialty in accounting and auditing. The demand for our services is growing because of our dedication to excellence, high ethical standards, industry knowledge and commitment to customer service.
Founded in 1989, our company has a nationwide practice that offers a full range of compliance and related consulting services to:
- Private placement firms
- M & A firms
- General securities firms
- Third party marketers
- Hedge funds
- Banks and credit unions
- Venture capital funds
- A variety of other types of specialized securities clients
Our team of subject matter experts is familiar with every aspect of broker-dealer and RIA operations. Our consultants have deep industry experience and work diligently to stay current with the ever-changing landscape of compliance, auditing and accounting.
We offer a competitive compensation package, including:
- Salary and a bonus plan
- Company-paid medical plan
- Company matched SIMPLE plan
- 125 plan
- Continuing education support
- Allowance for professional licensing fees
If you are ready for a challenging, fast-paced and intellectually demanding environment, then Regulatory Compliance is the place for you!
Please send your résumé , cover letter, and salary history to us at email@example.com.